 Original Article
 Open Access
 Published:
Improved MultiBandwidth Mode Manifold for Enhanced Bearing Fault Diagnosis
Chinese Journal of Mechanical Engineering volumeÂ 35, ArticleÂ number:Â 14 (2022)
Abstract
Variational mode decomposition (VMD) has been proved to be useful for extraction of faultinduced transients of rolling bearings. Multibandwidth mode manifold (Triple M, TM) is one variation of the VMD, which units multiple faultrelated modes with different bandwidths by a nonlinear manifold learning algorithm named local tangent space alignment (LTSA). The merit of the TM method is that the bearing faultinduced transients extracted contain low level of inband noise without optimization of the VMD parameters. However, the determination of the neighborhood size of the LTSA is timeconsuming, and the extracted faultinduced transients may have the problem of asymmetry in the upanddown direction. This paper aims to improve the efficiency and waveform symmetry of the TM method. Specifically, the multibandwidth modes consisting of the faultrelated modes with different bandwidths are first obtained by repeating the recycling VMD (RVMD) method with different bandwidth balance parameters. Then, the LTSA algorithm is performed on the multibandwidth modes to extract their inherent manifold structure, in which the natural nearest neighbor (Triple N, TN) algorithm is adopted to efficiently and reasonably select the neighbors of each data point in the multibandwidth modes. Finally, a weightbased feature compensation strategy is designed to synthesize the lowdimensional manifold features to alleviate the asymmetry problem, resulting in a symmetric TM feature that can represent the real fault transient components. The major contribution of the improved TM method for bearing fault diagnosis is that the pure faultinduced transients are extracted efficiently and are symmetrical as the real. One simulation analysis and two experimental applications in bearing fault diagnosis validate the enhanced performance of the improved TM method over the traditional methods. This research proposes a bearing fault diagnosis method which has the advantages of high efficiency, good waveform symmetry and enhanced inband noise removal capability.
1 Introduction
With the continuous development of industrial modernization and manufacturing informationization, the integration of mechanical equipment and the scale of the system have developed rapidly, posing more severe challenges to fault diagnosis of mechanical equipment. Any glitches or misalignment of single component may affect the normal operation of the entire system and eventually lead to serious accidents. As a key component of the mechanical transmission system, rolling bearings often operate under highspeed and heavyload conditions and are easily damaged. Therefore, fault diagnosis of rolling bearings is important to avoid catastrophes and reduce economic losses [1,2,3,4]. Vibration signals collected from faulty bearings contain periodic transient impulse components that can be used for fault diagnosis. Therefore, extracting the transient components for period calculation is essential for bearing fault diagnosis [5]. However, the vibration signals collected from mechanical equipment often have the properties of nonlinearity and nonstationarity, and contain a large number of narrowband pulse interference and background noise, leading to great challenges for bearing fault detection [6].
A great amount of recent research efforts have been made to explore the fault feature extraction of rolling bearings based on signal processing methods to overcome the challenges of bearing fault diagnosis. As an important technique to deal with nonstationary signals, timefrequency signal decomposition methods can decompose a complex signal into several regular simple modes that can be easily analyzed in the time and frequency domain [7]. Wavelet transform (WT), empirical mode decomposition (EMD) and empirical wavelet transform (EWT) are typically advanced timefrequency signal processing methods that are widely applied to the field of rotating machinery fault diagnosis. The WT translates the original signal by a series of wavelets, each covering a specific frequency subband [8]. Nevertheless, the performance of the WT depends on the selected mother wavelet; only the features that are closely related to the mother wavelet could gain relatively high coefficient results, whereas the features that are not similar to the mother wavelet may be ignored [9, 10]. The EMD and some of its variants, such as ensemble EMD (EEMD) and local mean decomposition (LMD), generate a series of complete and almost orthogonal intrinsic mode functions (IMFs) which could imply failure information [11]. However, these methods are all based on recursive decompositions, during which the decomposition errors may be accumulated step by step [12]. The EWT can design a suitable wavelet filter bank according to the processed signal, which overcomes the influence caused by fixed basis functions [13]. However, heavy noise in real applications may weaken the matching capability between the signal and the basis function, and the mode number needs to be preset, leading to the lack of robustness and practicality of the EWT [14].
Variational mode decomposition (VMD) is a completely nonrecursive timefrequency signal decomposition method, in which the center frequency and bandwidth of each exacted mode are obtained through searching the optimal solution of constrained variational problem circularly, by which different amplitudemodulated and frequencymodulated (AMFM) components can be effectively separated [15]. The VMD has been proved to outperform the EMD and its variants in bearing fault diagnosis [16]. However, the success of the VMD depends on some preset parameters, including the number of decomposition modes K and the bandwidth balance parameter Î± [17, 18]. For the vibration signals measured in different environments, proper parameter values need to be manually selected to extract the bearing fault transient components with less interference. To realize the adaptive setting of the VMD parameters, the mainstream practice is to determine the parameters based on some intelligent algorithms. In Ref. [19], the two parameters K and Î± in the VMD were optimized synchronously based on the kurtosis index through artificial fish swarm algorithm. Yan et al. [20] applied the genetic algorithm to accelerate the convergence of iterations in the VMD, and implemented a 1.5dimensional envelope spectrum to detect compound fault information of bearings. Particle swarm optimization (PSO) algorithm was combined with the VMD to realize adaptive selection of the parameters in Ref. [21]. Tang and Wang [22] used Shannon entropy as an index to optimize the parameters of the VMD by the PSO algorithm, by which the weak bearing fault characteristic frequency was extracted successfully. The grasshopper optimization algorithm (GOA) was applied to optimize the VMD parameters based on a measurement index termed weighted kurtosis index, which is constructed by using kurtosis index and correlation coefficient [23]. With the parameters optimized by the above methods, the bearing fault transient components are expected to be extracted with the noise outside the band from the vibration signal by the VMD method [24, 25]. Nevertheless, the extracted narrowband fault components may ignore some faultrelated information and must contain some interfering components and noise. Moreover, in order to obtain the faultrelated mode with a high accuracy, the optimization based VMD methods must perform plenty of the VMD trials on the original signal, which is timeconsuming [26]. Therefore, the optimization based VMD method needs to balance the accuracy and calculation efficiency in practical applications.
Most recently, in order to escape the inefficient parameter optimization of the VMD and enable the suppression of inband noise in the application of bearing fault diagnosis, our group proposed a variation of the VMD, called multibandwidth mode manifold (Triple M, TM), by combining the VMD and nonlinear manifold learning [27]. This method units a small number of faultrelated modes obtained by the recycling VMD (RVMD) with different parameters via a manifold learning algorithm named local tangent space alignment (LTSA). The TM method does not need to optimize the VMD parameters and the fused bearing faultinduced transients show low level of inband noise. Some encouraging results were achieved in the application to bearing fault diagnosis. However, there are still some issues on the TM learning technique that remain to be addressed to further enhance the performance of the TM method.
The TM method is to learn an inherent manifold structure of the bearing fault transient components by the LTSA algorithm, from a highdimensional matrix of multibandwidth modes that is composed of the multiple faultrelated modes with different bandwidths. The effect of inband noise suppression firmly relies on a parameter of the LTSA, i.e., the number of nearest neighbors k [27,28,29]. This is because the LTSA is based on the idea that the local data distribution of the selected neighborhoods for each data is kept from the highdimensional matrix to the lowdimensional manifold. A conceivable way to improve the noise removal performance is to search the optimal k within a wide range, which is adopted in the original TM method. However, the repeat of the LTSA implementation to determine the proper neighborhood size is a cost of time. In Ref. [30], the local data distributions are changed by adding random noise when constructing the highdimensional data to produce the best result of the LTSA. Nevertheless, the LTSA algorithm still needs to be repeated in Ref. [30]. The neighborhood sizes for all the data points are the same in the existing LTSA algorithms, which is not sound because the local linearity property and data density between different data areas differ from each other. Therefore, the first issue that this paper addresses is to select proper neighborhood size for each data point to construct personalized local data distribution for the TM feature learning. The natural nearest neighbor (Triple N, TN) algorithm [31] is introduced to adaptively determine the optimal neighbors of each data point, with which there just needs one implementation of the LTSA algorithm. By introducing the TN algorithm, the efficiency and performance of the TM method are improved.
The second issue to be addressed in this study is how to further improve the performance of the manifold feature learned by the TM method to approach the real waveform. Due to that the LTSA algorithm is sensitive for extraction of impulsive features, the waveform of the learned feature would probably be asymmetric in the vertical direction, while the real faultinduced transients are mostly symmetric in the upanddown direction. It is uncovered that the symmetry of the manifold feature can be improved by synthesizing the first two dimensional data of the LTSA output. Thus, a weightbased feature compensation strategy is designed in this paper to obtain a synthetic TM feature that is representative of the real faultinduced transients.
By addressing the two issues mentioned above, the improved TM method proposed in this paper is expected to outperform the original TM method for bearing fault diagnosis. The remainder of this paper is outlined as follows. Section 2 presents the original TM method succinctly. Section 3 elaborates the improved TM method. The enhanced performance of the proposed method is verified by one simulation case in Section 4 and two experimental cases in Section 5, where the comparisons with the traditional VMD methods are also analyzed. Finally, the conclusions are drawn in Section 6.
2 MultiBandwidth Mode Manifold
The multibandwidth mode manifold (TM) method aims to reveal the intrinsic waveform structure of the faultrelated modes with different bandwidths decomposed from the measured signal. It is realized by conducting manifold learning on the multibandwidth modes constructed by the RVMD with different balance parameters. The obtained TM feature indicates the merits of low level of inband noise and no requirement of optimization of the VMD parameters. The technique of the TM method mainly includes three steps, as illustrated in Figure 1. The following describes these steps succinctly. For more details, please refer to Ref. [27].
Step 1: Decompose the bearing vibration signal x(t) by the RVMD with different bandwidth balance parameters. The RVMD is to repeatedly recycle the residual modes by conducting the VMD with mode number K kept as one, where the first residual mode is the original signal. Given a balance parameter Î±, the original signal x(t) is firstly decomposed into one extracted mode u_{1}(t) by the VMD with Kâ€‰=â€‰1 and one residual mode u_{r1}(t) obtained by:
where u_{r0}(t)â€‰=â€‰x(t). Then, the residual mode is further decomposed into a new extracted mode and a new residual mode by the same way. After repeating the above operations p times, p extracted modes u_{i}(t) (iâ€‰=â€‰1, 2, â€¦, p) and p residual modes u_{ri}(t) (iâ€‰=â€‰1, 2, â€¦, p) are obtained. The value of p is set as 5 in the TM method. The initial center frequency for the extracted mode u_{i}(t) is the frequency with the largest amplitude in the spectrum of the residual mode u_{r(iâˆ’1)}(t). It has been proved that the decomposition efficiency of the RVMD is much higher than the traditional VMD when producing the same number of extracted modes. By changing the balance parameter Î± and repeating the RVMD on the original signal, the decomposed modes containing similar frequency contents would have different bandwidths. Ten values of Î± are selected equidistantly from the range of [100, 5000] in the TM method.
Step 2: Construct the multibandwidth modes by selecting the faultrelated modes from the decomposed modes. For a specific value of Î±, the possible faultinduced information is contained in either the extracted modes or the residual modes. The one exhibiting the most salient fault information is called the faultrelated mode, which is selected by the Gini index [32]:
where eu(n) is an Npoint discrete format of the envelope of a decomposed mode u(t), \(eu^{r} (n)\) is a reordered version of eu(n), whose elements are arranged from the smallest to the largest, Â·_{1} is the L_{1} norm operation. The mode leading to the highest GI value is selected as the faultrelated mode corresponding to the specific Î±. The bandwidths of the faultrelated modes obtained with different Î± differ from one another. The mode with relatively large bandwidth contains more faultrelated information than the mode with relatively small bandwidth, while the latter one contains less faultunrelated components and noise than the former one. As a result, ten faultrelated modes are obtained, which constitute a tendimensional data matrix called multibandwidth modes as below:
where \(u^{i} \in R^{N \times 1}\) is a vector derived from the ith faultrelated mode in the discrete format.
Step 3: Address the LTSA algorithm on the constructed multibandwidth modes to learn the TM feature representing the intrinsic waveform structure of the faultrelated modes. The LTSA is a widely used manifold learning algorithm for extraction of impulsive features in machinery fault diagnosis [27,28,29, 33]. The basic principle of the LTSA is to maintain the intrinsic manifold structure with the form of skeleton when reducing the dimensionality of a highdimensional data, by keeping the local data distribution constructed by its k neighboring points. For the multibandwidth modes in Eq. (3), the skeleton structure is the waveform induced by the bearing fault, which is revealed in the output of the LTSA as:
where \(w^{i} \in R^{N \times 1}\) is the ithdimensional data in the discrete format, and d << 10. In the original TM method, d is set as one. Thus, the output is rewritten as:
where y_{i} is the ith data point in w^{1}. To obtain a faultinduced waveform with a satisfactory effect of inband noise removal, the parameter k is optimized by the permutation entropy criterion (PE) formulated by:
where p is the embedding dimension in the phase space reconstruction of WM, P_{i} is the probability distribution of the ith permutation of the reconstruction of WM. The output resulting in the minimum PE value is regarded as the TM feature that represents the pure fault transient components.
3 Improved MultiBandwidth Mode Manifold
The TM method is a promising tool to extract the bearing fault features under noisy working conditions. It overcomes the difficulty of parameter setting in the VMD method by uniting the modes containing similar fault contents that are obtained with different parameters. The computational efficiency and feature extraction performance of the TM method have been enhanced as compared to the traditional VMD methods. This paper intends to further improve the TM method by developing the LTSA algorithm. The improved TM method addresses the issues in two aspects: construction of personalized local data distribution and formation of symmetric TM feature, which are described in detail in the following.
3.1 Construction of Personalized Local Data Distribution
In the original TM method, the local data distributions of the highdimensional data of multibandwidth modes being established in Eq. (3) are constructed by the same number of neighboring data points via the traditional knearest neighbor algorithm in the LTSA. The multibandwidth modes is consist of the faultinduced transient components and the faultunrelated components. The faultinduced transient components distribute in the sparse areas because they have impulsive characteristic, while the faultunrelated components distribute in the dense areas because they are regarded as noise. If k is larger than the data number of one fault impulse in the sparse areas, some noise data points in the dense areas are selected as the neighbors of the impulse data points, which corrupts the inherent regularity of the fault impulse, leading to that the faultinduced transients in the learned TM feature are not dominated or even submerged by the noise. If k is smaller than the data number of one fault impulse in the sparse areas, the noise data points in the dense areas could not obtain enough neighbors to show their difference from the impulse data points, resulting in that some noise components are regarded as the manifold structure that is kept in the TM feature. Due to the different local linearity property and data density between the impulse areas and noise areas, the local data distributions of different data points should be represented by different number of neighboring data points. Moreover, the determination of the neighborhood size in the original TM method is timeconsuming because the LTSA algorithm must be repetitively conducted with a series of neighborhood sizes.
This paper proposes to construct personalized local data distribution for each data point by introducing the natural nearest neighbor (TN) algorithm to the LTSA. The TN algorithm is a scalefree nearest neighbor method that does not preset specific scale which determines the performance of manifold learning, such as the neighborhood size k in the traditional knearest neighbor algorithm. If the traditional knearest neighbor algorithm is regarded as an active neighbor search process, the TN algorithm is a completely passive neighbor confirmation process. The idea of the TN algorithm is to assign the neighbor number of each data according to the density of the data area for construction of personalized local data distribution. The specific steps of the TN algorithm is as follows:
1) Calculate the distances between each data point z_{i} and other data points.
2) Given the initial value of k, record the nearest k data points for each point z_{i}.
3) For each data point z_{i}, the data points that take z_{i} as one of the nearest k points are considered as the natural nearest neighbors of z_{i}.
According to the TN algorithm, the impulse data points will have less neighbor numbers than the noise data points. On the other hand, due to that the amplitudes of the faultinduced transients are usually larger than the noise, the impulse data points are difficult to be treated as the neighbors of the noise data points, and vice versa. Thus, the difference of local data distribution between the faultrelated transient components and the faultunrelated components is strengthened. Therefore, the TN algorithm helps to select proper neighborhood size for each data points and construct personalized local data distribution, which is beneficial for the TM feature learning by the LTSA technique. The LTSA based on the TN is called TNLTSA in this paper. Some data points may also be misled as the neighbors of improper areas by the TN algorithm. In this condition, the inconsistency between the constructed local data distribution and those in the same area is increased, which will be alleviated in the dimensionality reduction process of the LTSA method. By introducing the TN algorithm to the LTSA, the performance of the TM feature is expected to be improved.
Due to the fact that the construction of the local data distribution is only related to the local data density in the TN algorithm, the parameter k has little effect on the feature learning performance. Therefore, the TNLTSA only needs to be performed once for the TM feature learning, which improves the efficiency of the TM method significantly. The range of k value is generally between 10 and 50. Without loss of generality, k is set as 30 in this paper.
3.2 Formation of Symmetric TM Feature
In the original TM method, the manifold output is a onedimensional vector and is regarded as the TM feature representing the fault transient components. However, the TM feature would probably be asymmetric in the upanddown direction, which is not the real waveform pattern of the fault transient components. There are many reasons for this problem, including but not limited to unreasonable local information extraction, improper local space construction, and theoretical limitations of the LTSA on the processing of onedimensional signals.
In order to alleviate the asymmetry phenomenon of the TM feature, a weightbased feature compensation strategy is proposed in this paper to form a synthetic TM feature. d is set as two in the improved TM feature. Then, the TNLTSA output is written as
The two vectors w^{1} and w^{2} are actually two eigenvectors of an alignment matrix constructed in the TNLTSA, whose corresponding eigenvalues are Î»_{1} and Î»_{2}, and Î»_{1}â€‰<â€‰Î»_{2}. The smaller the eigenvalue is, the lower the affine error of the manifold feature in the corresponding dimension will be. Therefore, w^{1} is more similar to the faultrelated transients than w^{2}. It is discovered that, when w^{1} is asymmetric in the vertical direction, w^{2} has complementary waveform pattern as compared to w^{1}. This motivates us to combine the second vector to compensate the asymmetry of the first vector. Considering the different amplitude properties of the two vectors, the two eigenvalues are used as the weight coefficients of the opposite eigenvectors. The synthetic TM feature is formed by the weightbased feature compensation strategy as:
where the plus or minus sign is determined according to the respective waveform, Â·_{2} is the L_{2} norm operation. The symmetry of the synthetic TM feature is much enhanced, hence is more suitable to represent the fault transient components than the feature obtained in the original TM method.
3.3 Summary of the Improved TM Method
The flowchart of the improved TM method are illustrated in Figure 2, and the specific procedures are briefly described as follows.
Step 1: Perform the RVMD on the original signal repetitively with 10 values of the bandwidth balance parameter Î±, which is selected from the range of [100, 5000] equidistantly.
Step 2: Construct the multibandwidth modes by selecting the faultrelated modes from the decomposed modes based on the Gini index.
Step 3: Employ the proposed TNLTSA on the matrix of multibandwidth modes with kâ€‰=â€‰30 and dâ€‰=â€‰2. The manifold output includes twodimensional data with complementary waveform.
Step 4: Form the symmetric TM feature by the weightbased feature compensation strategy via Eq. (8). The possible bearing fault characteristic period is expected to be easily identified in the obtained symmetric TM feature.
4 Simulation Analysis
In order to verify the enhanced performance of the improved TM method for extraction of bearing faultrelated transients, a test signal consisting of white noise and periodic impulses is simulated by considering a free vibration model with damping as follows:
where Î²â€‰=â€‰200 denotes the attention factor, r is the number of the impulses, Fsâ€‰=â€‰2000 Hz is the sampling frequency, \(f_{m}\)=â€‰10 Hz is the fault characteristic frequency, \(f_{1}\)â€‰=â€‰200 Hz denotes the resonant frequency, \(\tau_{r}\) is used to simulate the randomness caused by slippage, which is subject to a discrete uniform distribution and is ranged among \((  {\uppi },{\uppi }]\), \(\xi (n)\) represents the white noise that results in the signaltonoise ratio (SNR) as âˆ’â€‰9Â dB. A sample with 1Â s time length is used for analysis.
The simulated pure signal, noisy signal and their spectra are shown in the Figure 3. The pure signal consists of exponentially decaying pulses that last for a short period of time. However, the periodic impulses are drowned by strong white noise in the noisy signal, making it difficult to be identified in the waveform and spectrum of the noisy signal.
The proposed improved TM method is firstly performed on the simulated noisy signal. First, the RVMD is carried out on the original signal with 10 values of the bandwidth balance parameter Î±. In each RVMD, all extracted modes and residual modes are considered as the candidates of faultrelated modes after 5 times recycling. The spectra of the 5 extracted modes with Î± being 5000 are presented in Figure 4, where the background spectrum is of the original noisy signal. It can be seen that the first mode extracted contains most of the pure signal information, partly owing to the strategy that the RVMD sets the initial center frequency as the frequency that has the highest amplitude in the analyzed signal spectrum. Then the first mode extracted is picked out as a faultrelated mode by the Gini index, and a tendimensional data matrix is formed together with other faultrelated modes having different bandwidths. Figure 5 shows the waveforms and spectra of the first, fifth and tenth target modes sorted in ascending order of Î± values. All target modes were extracted in the first recycling round of RVMD, but have different bandwidths due to variant Î± values. The target mode with small bandwidth contains relatively less noise and faultunrelated components, while the target mode with large bandwidth contains more faultrelated information. To reveal the inherent regularity of the highdimensional data matrix, the TNLTSA is performed on the multibandwidth modes. Given the initial value of the nearest neighbor number k as 30, the number of neighbors for each data point is reallocated by the TN algorithm, as illustrated in Figure 6a. The number of neighbors for each data point is determined by the density of its area, which maintains the uniqueness of the impulse data points and the randomness of the noise data points. The waveforms of the two eigenvectors of the output manifold feature are shown in Figure 6b and c, respectively. The corresponding eigenvalues are 0.082 and 0.101, respectively. Due to proper construction of personalized local data distribution by the TN algorithm, the transient components are retained and the noise is mostly eliminated in the two dimensional data. However, both the features have the problem of asymmetric waveform in the upanddown direction. The synthetic TM feature is finally obtained by the proposed weightbased feature compensation strategy, as presented in Figure 6d, where the asymmetry problem is effectively alleviated, and the periodicity of the fault impulses is clearly manifested.
As comparisons, the traditional TM method and the PSObased VMD (PSOVMD) method [26] are used to analyze the simulated noisy signal in Figure 3. When conducting the original TM method, the parameter k is optimized from the range of [10, 50]. The TM feature extracted is shown in Figure 7a, in which the inband noise is less than the faultrelated modes obtained by the RVMD shown in Figure 5, while is a bit larger than the first dimensional data of the manifold feature extracted by the TNLTSA shown in Figure 6b. Moreover, the asymmetry problem is obvious in Figure 7a. In the PSOVMD method, the bandwidth balance parameter Î± and the number of modes K are optimized via the PSO algorithm, whose ranges are from 100 to 5000 and from 3 to 6, respectively. The waveform of the optimal mode is shown in Figure 7b. It can be seen that the noise of the optimal mode is much larger than the original and improved TM methods, hindering the identification of the periodic transients.
To quantify the performance and efficiency of the three methods, the Gini index and computation time of each method are calculated and given in the corresponding results in Figures 6d, 7a and b, respectively. The proposed improved TM method achieves the result with the highest GI value and spends much less time than the other methods, indicating that the improved TM method outperforms the original TM method and the PSOVMD method in both performance and efficiency for extraction of fault transient components.
5 Experimental Verification
In order to verify the enhanced performance of the improved TM method for rolling bearing fault diagnosis, two groups of bearing dataset, including the NASA bearing dataset and the bearing test rig dataset obtained in our research group are analyzed in this section.
5.1 NASA Bearing Dataset
The NASA bearing dataset are lifecycle vibration signals of a bearing runtofailure test provided by the Center for Intelligent Maintenance Systems (IMS), University of Cincinnati [34]. A severe outerrace fault was found in a bearing at the end of one test, whose characteristic period is calculated to be T_{O}â€‰=â€‰0.004Â s. For more details on this experiment, please refer to Ref. [35].
The waveform and spectrum of a vibration signal measured at the early stage of the outerrace defect is shown in Figure 8. It can be seen that the inband noise and harmonic components mask the fault transient components, making it difficult to identify the existence of the bearing fault. The proposed improved TM method is firstly introduced to analyze the vibration signal in Figure 8. By using the TN algorithm, the data points in the highdimensional data of the multibandwidth modes have different neighbor numbers for construction of personalized local data distribution, as is illustrated by Figure 9a. The impulse data points have relatively larger neighbor numbers than the noise data points, which strengthens the divergence of local data distribution between the fault transients and noise. By synthesizing the two vectors of the manifold output based on the weightbased feature compensation strategy, the synthetic TM feature is achieved and displayed in Figure 9b. It can be seen that the synthetic TM feature is symmetric, where the fault transient components are preserved obviously by the improved TM method while the noise is greatly suppressed. As comparisons, the vibration signal in Figure 8 is also analyzed by the original TM method and the PSOVMD method. The resultant waveform of the TM feature is shown in Figure 10a, where the survived inband noise is notable and the asymmetry problem in the upanddown direction exists. The waveform of the optimal mode obtained via the PSOVMD is displayed in Figure 10b, where the inband noise is much heavier than those in the two other results. The Gini value of each result and the computation time spent in each method are calculated and recorded in the corresponding figure. The improved TM method exhibits the highest GI value and the smallest computation time, demonstrating its outstanding advantages in retaining fault transient components and improving computing efficiency.
5.2 Bearing Test Rig Dataset
A simplified bearing test rig was established in our research group for collection of bearing data with seeded faults, as shown in Figure 11. The rotorbearing system was driven by an induction motor. A springloaded device was designed as a radial loader of the rotorbearing system. The tested bearing (type: N306E) was installed at the right end of the shaft. A seeded defect that is a single slit with a width of 0.5 mm was machined on the outer raceway and inner raceway of the tested bearings separately. The acoustic signals of the tested bearings were acquired by a microphone (Model: INV9206) near the tested bearing under a noisy surrounding environment. The shaft rotating speed was 1464.6 r/min and the sampling frequency of the data acquisition system was set to be 20 kHz. Therefore, the characteristic periods of the bearing outerrace and innerrace defects are calculated to be T_{O}â€‰=â€‰0.010 s and T_{I}â€‰=â€‰0.007Â s, respectively.
5.2.1 Seeded OuterRace Defect
The bearing acoustic signal with the outerrace defect is first analyzed. The waveform and spectrum of the original signal are displayed inÂ Figure 12, where the transient impulses are seriously corrupted by the background noise. The improved TM method, the original TM method and the PSOVMD method are used to analyze the signal in Figure 12 successively. Figure 13a presents the number of neighbors for each data point in the improved TM method, where the neighbor numbers of the noise data points are significantly larger than those of the impulse data points. The two vectors of the TNLTSA output are synthesized according to the weightbased feature compensation strategy, and waveform of the synthetic TM feature is displayed in Figure 13b. It is obvious that the inband noise is largely suppressed by the TNLTSA algorithm, and the synthetic TM feature is symmetric due to the weightbased feature compensation strategy. The average period of the transients in Figure 13b is 0.097Â s, which is close to Toâ€‰=â€‰0.010Â s, proving that the bearing has a defect in the outer raceway. The GI value of the synthetic TM feature is 0.5170. And the computing time of the improved TM method on this signal is 9.93Â s. The result of the original TM method is displayed in Figure 14a, where a small amount of inband noise is retained and the waveform is asymmetric. The GI value of the TM feature is 0.4319, which is smaller than that of the synthetic TM feature. The computing time of the original TM method on this signal is 98.05Â s, which is longer than that of the improved TM method. The result of the PSOVMD method is displayed in Figure 14b, in which the inband noise is still heavy and the recognition of the transient components is affected. The GI value of the optimal target mode in Figure 14b is 0.3732, which is the smallest. The computing time of the PSOVMD method on this signal is 103.72Â s, which is the longest. Therefore, the proposed method has enhanced fault identification capability and computing efficiency.
5.2.2 Seeded InnerRace Defect
To further confirm the enhanced performance of the proposed method in bearing fault diagnosis, the bearing acoustic signal with the innerface defect is also analyzed by the above three methods. Figure 15 shows the waveform and spectrum of the acoustic signal with the innerrace fault. The transient components in the waveform are contaminated by heavy noise. In the spectrum, no modulation resonance band spaced at the fault characteristic frequency aroused by fault impacts can be identified. When introducing the improved TM method to reveal the nonlinear inherent structure from the highdimensional multibandwidth modes, the number of neighbors per data point is assigned based on the data density by the TN algorithm, as displayed in Figure 16a. Through the proposed compensation strategy, the synthetic TM feature is obtained and is shown in Figure 16b, where the inband noise is almost completely removed and the transient impulses can be easily identified. The average period of the transients in Figure 16b is 0.068Â s, which is close to T_{i}â€‰=â€‰0.007Â s, proving that the bearing has a defect in the inner raceway. The results of the original TM and the PSOVMD methods are shown in Figure 17 for comparisons. The TM feature shown in Figure 17a is asymmetric and the optimal target mode in Figure 17b contains notable inband noise. As can be seen in the figures of different results, the improved TM method achieves the highest GI value and costs the shortest computation time, demonstrating again that the proposed improved TM method is superior to the traditional methods for bearing fault diagnosis.
6 Conclusions

(1)
Aiming to overcome the shortcomings of the original TM method, this paper proposes an improved TM method for enhanced bearing fault diagnosis. The proposed method improves the computing efficiency significantly and achieves impulseenhanced and symmetrical fault feature of the rolling bearings.

(2)
The TN algorithm is introduced to the LTSA algorithm to construct personalized local data distribution for each data point in the highdimensional data of multibandwidth modes. The TN algorithm selects neighbors according to the data density, which is scale free and reasonable for local space construction. Therefore, the TNLTSA only needs to be performed once to improve the efficiency, and the performance for extraction of bearing fault transients is enhanced.

(3)
By considering the complementary waveform property of the two vectors of the TNLTSA output, a weightbased feature compensation strategy is proposed to form a synthetic TM feature that is symmetric in the upanddown direction. The synthetic TM feature obtained by the improved TM method is more representative of the fault transient components than the TM feature obtained by the original TM method.

(4)
The enhanced performance of the improved TM method is validated by one simulation study and two applications to bearing fault diagnosis, by comparing with the original TM method and a traditional VMD method.
References
A Hu, L Xiang, S Xu, et al. Frequency loss and recovery in rolling bearing fault detection. Chinese Journal of Mechanical Engineering, 2019, 32: 35, https://doi.org/https://doi.org/10.1186/s1003301903493.
W Guo, X Jiang, N Li, et al. A coarse TF ridgeguided multiband feature extraction method for bearing fault diagnosis under varying speed conditions. IEEE Access, 2019, 7: 1829318310.
Y Mao, S Qin, Y Qin. Demodulation based on harmonic wavelet and its application into rotary machinery fault diagnosis. Chinese Journal of Mechanical Engineering, 2009, 22(3): 107113.
X Zhang, N Hu, Z Cheng, et al. Enhanced detection of rolling element bearing fault based on stochastic resonance. Chinese Journal of Mechanical Engineering, 2012, 25(6): 12871297.
G Chen, L Qie, A Zhang, et al. Improved CICA algorithm used for single channel compound fault diagnosis of rolling bearings. Chinese Journal of Mechanical Engineering, 2016, 29(1): 204211.
Y Hu, S Zhang, A Jiang, et al. A new method of wind turbine bearing fault diagnosis based on multimasking empirical mode decomposition and fuzzy cmeans clustering. Chinese Journal of Mechanical Engineering, 2019, 32:46, https://doi.org/https://doi.org/10.1186/s1003301903564.
J Lian, Z Liu, H Wang, et al. Adaptive variational mode decomposition method for signal processing based on mode characteristic. Mechanical Systems and Signal Processing, 2018, 107: 5377.
Z Chen, J Xu, D Yang. New method of extracting weak failure information in gearbox by complex wavelet denoising. Chinese Journal of Mechanical Engineering, 2008, 21(4): 8791.
P K Kankar, S C Sharma, S P Harsha. Fault diagnosis of rolling element bearing using cyclic autocorrelation and wavelet transform. Neurocomputing, 2013, 110: 917.
H Hong, M Liang. Fault severity assessment for rolling element bearings using the Lempelâ€“Ziv complexity and continuous wavelet transform. Journal of Sound and Vibration, 2009, 320: 452468.
G Shen, L Tao, Z Chen. Gearbox fault diagnosis based on empirical mode decomposition. Chinese Journal of Mechanical Engineering, 2004, 17(3): 454456.
X Jiang, J Wang, C Shen, et al. An adaptive and efficient variational mode decomposition and its application for bearing fault diagnosis. Structural Health Monitoring, 2020. https://doi.org/10.1177/1475921720970856.
J Gilles. Empirical wavelet transform. IEEE Transactions on Signal Processing, 2013, 61(16): 39994010.
J Zheng, H Pan, S Yang, et al. Adaptive parameterless empirical wavelet transform based timefrequency analysis method and its application to rotor rubbing fault diagnosis. Signal Processing, 2017, 130: 305314.
K Dragomiretskiy, D Zosso. Variational mode decomposition. IEEE Transactions on Signal Processing, 2014, 62(3): 531544.
Z Li, J Chen, Y Zi, et al. Independenceoriented VMD to identify fault feature for wheel set bearing fault diagnosis of high speed locomotive. Mechanical Systems and Signal Processing, 2017, 85: 512529.
A HumeauHeurtier, P Abraham, S Henni. Bidimensional variational mode decomposition of laser speckle contrast imaging data: A clinical approach to critical limb ischemia. Computers in Biology and Medicine, 2017, 86: 107112.
W Mou, L Shi, Y Cai, et al. IC engine fault diagnosis method based on KVMDPWVD and LNMF. Journal of Vibration and Shock, 2017, 36(2): 4551.
J Zhu, C Wang, Z Hu, et al. Adaptive variational mode decomposition based on artificial fish swarm algorithm for fault diagnosis of rolling bearings. Proceedings of the Institution of Mechanical Engineers, Part C: Journal of Mechanical Engineering Science, 2015, 231(4): 635654.
X Yan, M Jia, L Xiang. Compound fault diagnosis of rotating machinery based on OVMD and a 1.5dimension envelope spectrum. Measurement Science and Technology, 2016, 27(7): 075002.
C Yi, Y Lv, Z Dang. A fault diagnosis scheme for rolling bearing based on particle swarm optimization in variational mode decomposition. Shock and Vibration, 2016, 2016: 9372691.
G Tang, X Wang. Parameter optimized variational mode decomposition method with application to incipient fault diagnosis of rolling bearing. Journal of Xiâ€™an Jiaotong University, 2015, 49(5): 7381.
X Zhang, Z Liu, Q Miao, et al. A parameteradaptive VMD method based on grasshopper optimization algorithm to analyze vibration signals from rotating machinery. Mechanical Systems and Signal Processing, 2018, 108: 5872.
S Zhang, Y Wang, S He, et al. Bearing fault diagnosis based on variational mode decomposition and total variation denoising. Measurement Science and Technology, 2016, 27(7): 110.
Y Miao, M Zhao, J Lin. Identification of mechanical compoundfault based on the improved parameteradaptive variational mode decomposition. ISA transactions, 2018, 84: 8295.
X Wang, Z Yang, X Yan. Novel particle swarm optimizationbased variational mode decomposition method for the fault diagnosis of complex rotating machinery. IEEE/ASME Transactions on Mechatronics, 2018, 23(1): 6879.
T Jiang, J Wang, C Shen, et al. Multibandwidth mode manifold for fault diagnosis of rolling bearings. IEEE Access, 2019, 7: 179620179633.
Y Wang, G Xu, L Liang, et al. Detection of weak transient signals based on wavelet packet transform and manifold learning for rolling element bearing fault diagnosis. Mechanical Systems and Signal Processing, 2015, 5455: 259276.
J Wang, Q He. Wavelet packet envelope manifold for fault diagnosis of rolling element bearings. IEEE Transactions on Instrumentation and Measurement, 2016, 65(11): 25152526.
J Wang, G Du, Z Zhu, et al. Fault diagnosis of rotating machines based on the EMD manifold. Mechanical Systems and Signal Processing, 2020, 135: 106443.
Q Zhu, J Feng, J Huang. Natural neighbor: A selfadaptive neighborhood method without parameter K. Pattern Recognition Letters, 2016, 80: 3036.
D Wang. Some further thoughts about spectral kurtosis, spectral L2/L1 norm, spectral smoothness index and spectral Gini index for characterizing repetitive transients. Mechanical Systems and Signal Processing, 2018, 108: 360368.
J Wang, Q He, F Kong. Multiscale envelope manifold for enhanced fault diagnosis of rotating machines. Mechanical Systems and Signal Processing, 2015, 5253: 376392.
J Lee, H Qiu, G Yu, et al. Rexnord Technical Services. IMS, University of Cincinnati. "Bearing Data Set", NASA Ames Prognostics Data Repository, NASA Ames Research Center, Moffett Field, CA. 2007. https://ti.arc.nasa.gov/tech/dash/groups/pcoe/prognosticdatarepository.
H Qiu, J Lee, J Lin, et al. Wavelet filterbased weak signature detection method and its application on rolling element bearing prognostics. Journal of Sound and Vibration, 2006, 289(45): 10661090.
Acknowledgements
Not applicable.
Funding
Supported by National Natural Science Foundation of China (Grant Nos. 51805342, 51875376, 52007128), Jiangsu Provincial Natural Science Foundation of China (Grant No. BK20180842), China Postdoctoral Science Foundation (Grant Nos. 2021M692354, 2018M640514), Suzhou Prospective Research Program of China (Grant No. SYG201932), and Jiangsu Provincial Natural Science Fund for Colleges and Universities of China (Grant No. 18KJB470022).
Author information
Authors and Affiliations
Contributions
JW was in charge of the whole trial; GD and TJ wrote the manuscript; JW substantively revised the manuscript; XJ assisted with sampling and laboratory analyses; ZZ assisted with design of the experiment. All authors read and approved the final manuscript.
Authorsâ€™ Information
Guifu Du, born in 1990, is currently an associate professor at School of Rail Transportation, Soochow University, China. He received his B.E. and Ph.D. degrees from China University of Mining and Technology, China, in 2012 and 2017, respectively. His research interests include condition monitoring and fault diagnosis of rail vehicle transmission system, control and protection of DC traction power system and railway electrification.
Tao Jiang, born in 1994, is currently a master candidate on vehicle engineering at School of Rail Transportation, Soochow University, China. He received the B.S. degree on vehicle engineering from Soochow University, China, in 2017. His research interests include signal processing and machinery fault diagnosis.
Jun Wang, born in 1987, is currently an associate professor at School of Rail Transportation, Soochow University, China. He received his B.S. degree from Wuhan University of Technology, China, and Ph.D. degree from University of Science and Technology of China, in 2010 and 2015, respectively. From July 2015 to June 2017, he was with University of NebraskaLincoln, USA, where he was a Senior Research Associate at Department of Electrical and Computer Engineering. His research interests include signal processing, condition monitoring, fault diagnosis and intelligent maintenance of mechanical and electrical systems.
Xingxing Jiang, born in 1989, is currently an Associate Professor at School of Rail Transportation, Soochow University, China. He received his B.S. and Ph.D. degrees from Nanjing University of Aeronautics and Astronautics, China, in 2012 and 2016, respectively. His research interests include machinery condition monitoring and fault diagnosis, and timefrequency analysis.
Zhuzhong Kui, born in 1974, is currently a professor at School of Rail Transportation, Soochow University, China. He received his B.S. degree and M.S. degree from Hefei Polytechnic University, China, in 1997 and 2002, respectively. Then, he received his Ph.D. degree from University of Science and Technology of China, in 2005. His research interests include vehicle system dynamics and control, vibration measurement and signal processing.
Corresponding author
Ethics declarations
Competing Interests
The authors declare no competing financial interests.
Rights and permissions
Open Access This article is licensed under a Creative Commons Attribution 4.0 International License, which permits use, sharing, adaptation, distribution and reproduction in any medium or format, as long as you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons licence, and indicate if changes were made. The images or other third party material in this article are included in the article's Creative Commons licence, unless indicated otherwise in a credit line to the material. If material is not included in the article's Creative Commons licence and your intended use is not permitted by statutory regulation or exceeds the permitted use, you will need to obtain permission directly from the copyright holder. To view a copy of this licence, visit http://creativecommons.org/licenses/by/4.0/.
About this article
Cite this article
Du, G., Jiang, T., Wang, J. et al. Improved MultiBandwidth Mode Manifold for Enhanced Bearing Fault Diagnosis. Chin. J. Mech. Eng. 35, 14 (2022). https://doi.org/10.1186/s10033022006775
Received:
Revised:
Accepted:
Published:
DOI: https://doi.org/10.1186/s10033022006775
Keywords
 Variational mode decomposition
 Manifold learning
 Natural nearest neighbor algorithm
 Rolling bearing
 Fault diagnosis
 Timefrequency signal decomposition